Process Trust Tax Returns

Navigate:ClosedBusiness Revenue > Trust Tax > Return Processing > Process Trust Tax Returns

OR

Business Revenue > Business Maintenance > Search for a Business > Maintain a Business > Maintain Business Location >  View Trust Tax Account Summary > Maintain Trust Tax Accounts > [select a return filing] > Process Trust Tax Returns

ClosedNavigation Flowchart

Here is a flowchart of Business Revenue > Trust Tax > Return Processing navigation. Common Actions are included only if critical to completing the task. Obvious actions, such as Save, Previous and Close, are not  included in the flowchart.

Description

Work with the trust tax return data for a trust tax account and period. The return data is entered, calculated, and posted to apply the period's charges to the account and create the trust tax bills. Corrections can be made and a supplement added for the period as needed when the status is billing or paid. Post information to create the charges and the bill.

NOTES:

  • To perform auditor functions, you must first be set up as an auditor via Business Revenue > Setup > Auditors > Set Up Auditors.

  • An application setting called Trust Tax Assessment Type also controls Auditor access to the Correct button on the Maintain Business License screen as well as the Assessment Type from the Audit dropdown list on this screen. To set this up, go to Configuration > Systypes > Select or Add a Systype. Set the effective date and select the systype category of Trust Tax Assessment Type. Click on Audit to navigate to the Edit a Systype screen. Make sure the Selectable checkbox is checked if you are an Auditor. If you are an implementation specialist or an administrator who is setting up a user account for a non-auditor, uncheck the Selectable checkbox and click Save to make the Audit assessment type for business licenses and trust tax returns unavailable to non-auditors.

  • If you accessed the trust tax account through Business Revenue > Business Maintenance > Search for a Business > Maintain a Business > Edit (business location) > Trust Tax Accounts (Common Action) > Maintain Trust Tax Accounts, and select return from Return Filings panel, the Account, Year, and Type fields are autopopulated.

  • When a Trust Tax bill is paid in full through any batch payment import (e.g., Web/IVR, LockBox, etc.), Accounts Receivable calls a Business Revenue Application Programming Interface (API) so that the Business Revenue module can update the Revenue Object Status from Filed to Paid on the Trust Tax Return.

  • Depending on your navigation path or on how far you are in the processing, the buttons at the top of the screen vary.

  • Security is available for the Notes button on this screen. This is set via Configuration > Security & User Maintenance > Roles > Maintain a Role > Edit Role Details > Edit Non-Menu Item Role Details.

Tasks you can perform for the trust tax return processing are:

  • Enter account information

  • Enter return amounts

  • Add fees, penalty and interest

  • Review and edit the summary

  • Enter notes

  • Collect payments

  • Post the return

  • Correct a return, if necessary

  • Save work list

ClosedJurisdiction Specific Information

Palm Beach, Florida

  • Cashiering reads the Actual (Calculated) amount unless Accept Reported is selected from the Return panel header dropdown.  Otherwise, Aumentum defaults to the calculated values.

San Francisco, California

  • Duplicate Bill numbers are not assigned to multiple filing periods when processing/posting a trust tax return if you select  a different period via the Period dropdown and then select the original period, perform a correction, post, and then navigate to yet another period. Aumentum assigns a unique bill number to the posting in each different period.

  • Trust Tax Return Quarterly True-Up Payments. A Business Revenue effective dated, systype application setting Trust tax VT for recap payment validation is used to select the value type for recap payment validation for quarterly true-up payments for trust tax return processing. The trust tax type must be set up via Business Revenue > Setup > Trust Tax Types as requiring Last Period Recap (checkbox). When the application setting is set to True, and the trust tax type requires last period recapping for quarterly true-up payments, clicking Post on the Process Trust Tax Returns screen initiates a validation to determine if the period being filed is the last period of the year for that trust tax account. If so, posting occurs; otherwise, a message displays indicating why posting cannot occur. When set to True, the Maintain Trust Tax Accounts screen includes a view only Last Period is Total Year Recap checkbox that is selected if the trust tax account has been set via Setup > Trust Tax Types as requiring the Last Period Recap. Once the trust tax return is processed, a Levy Management API calls the values and processes them to include the quarterly true-up billing in levy calculations. Accounts Receivable then supports collection of the quarterly true-up payments.

  • Payment Terms Rule Groups and Payment Terms Rules accommodate the requirement for penalty and interest calculation and capping on Trust Tax bills for the trust tax type of Payroll, where the bill meets the Small Business Exemption criteria. For Payment Terms Rule Groups: 1.) A group calculation method can be selected. The two options are Default and Trust Tax Value Type Substitute Basis and Capping. If Default is the only option, then this dropdown list does not display and the Default method is used. When the Group Calculation Method is Trust Tax Value Type Substitute Basis and Capping, all Payment Terms Rules that are applied to a bill that fall into that group perform a check to see if a cap, or limit, has been reached. Once the cap has been reached, no further penalty or interest accrues on the bill. 2.) Substitute tax basis information can be selected for the group; and 3.) A new Attribute Value Payroll Tax APY has been added to the Group Attribute Trust Tax Type. For Payment Terms Rules: 1.) Total Tax Charges on Bill has been added as criteria in Bill Application Rules. This is where the SBE Lowest Threshold is set. Currently it is at $2250.00 (The payroll expense amount of $150,000 * 1.5% rate). This setting looks at the total tax charges (ChargeType=Tax) on the bill, regardless of payment. If the bill is under a Payment Terms Rule Group that has the Group Calculation Method of Trust Tax Value Type Substitute Basis and Capping, and the actual tax charges are $0, then the Substitute Tax Basis is used as the total tax charges. If the total tax charges on the bill do not meet this configuration, the system determines that the bill does not meet criteria and the payment terms rule calculation are not applied. This way, for Payroll Trust Tax bills that are filed late but which are below the SBE Lowest Threshold do not accrue any late payment penalty or interest; and 2.) Trust Tax Filing Date has been added as criteria for Bill Application Rules. For Payroll Trust Tax bills, the late payment penalty and late payment interest only accrue when the taxpayer has filed late. Business Revenue determines this by comparing the Filing Date to the Due Date. The date that the Trust Tax Filing Date is compared to comes from a selection from the systype category Functional Calendar Event Types. The selection determines which Date Value to use from DateGroupDetail. (Or for bills that have not yet been posted, the date is passed to A/R by Business Revenue). If the Filing Date does not meet the configured criteria, the system determines that the bill does not meet criteria and the payment terms rule calculation are not applied. To set this up:

    • Set up Payment Terms Rules via Tax > Accounts Receivable > Payment Terms Mapping and Setup > Payment Terms Rule Setup.

    • Setup Payment Terms Rule Groups via Tax > Accounts Receivable > Payment Terms Mapping and Setup > Payment Terms Rule Groups.

  • A Web API includes Trust Tax Return Filing Correction/Amendment Functionality. The web service is called to post a correction to the return for the selected trust tax account number. Your Support Representative provides the appropriate user name and password. The Security Token obtained with this web service call has a lifespan of 12 hours. Access the Business Revenue Web Service by adding a Service Reference to your project. The reference that should be added is

    • http://**HOSTROOT**/WebUI/BusRev/WebServices/BusinessRevenueWebServices.asmx, where **HOSTROOT** represents the root of the Aumentum service.

Each web service call takes in a single parameter. This parameter is a JSON object that must be named BRWebServiceRequest. The properties to be contained within this BRWebServiceRequest are detailed within the documentation of each web service call.  Data returned via the webservice includes, for example, business account information (e.g., account number, description, start/end date, location, flags), flag values and information, location, trust tax account information (e.g., account number, description, start/end date, location, flags), trust tax group, trust tax return filing information, business and legal parties, DBA party, mailing/situs addresses. Once corrected, the web service posts the corrected return. Data that can be corrected/amended via the web service includes, for example, mailing/situs location add/change, contact information, and business closings. Once corrected/amended, the webservice posts the corrections to the account.

Sarasota, Florida

  • The ability to choose how to display penalty on returns that have not been filed has been added. The Application Setting Display flat penalty amount for unfiled Trust Tax returns controls this.

  • When set to True, the penalty amount is displayed as due for delinquent unfiled TDT returns, even though the return has not yet been filed. The penalty amount can be viewed on the Business Revenue Process Trust Tax Returns screen and on the Maintain Trust Tax Account screen as well as on the Business Detail Information screen in Info Center. When set to false, the penalty is not displayed as due until the return calculates amounts due based on amounts entered into the return. This is the default setting.

  • Setup: Go to Configuration > Application Settings > Maintain Application Settings. Select the Business Revenue module. Set the setting Display flat penalty amount for unfiled Trust Tax returns to True or False for your jurisdiction.

SETUP: See Business Revenue, Business Setup, Trust Tax, and Business Maintenance for any applicable prerequisites, dependencies and setup information for this task.

Enter Account Information

If you accessed this screen through the Trust Tax > Return Processing menu option, you will need to define the account number one of two ways:

  • Scan the account number (default)

  • Enter the account number

Steps to Enter Account Information
  1. Scan the trust tax account number. All existing information related to the account are displayed in the various fields.

    OR

    Click the Enter Acct# button at the top of the screen. The Scan field changes to Account and the Enter Acct# button toggles to Scan Barcodes. Enter the account number in the Account field.

  1. Select the Year, if not already populated.

  2. Check the Active checkbox if the filing is active.

  3. Select the Period, for example, 1 for January, 2 for February, etc.

  4. Click the + (plus) button for the Supplement field to increase the number of supplements in increments of 1.

    NOTE: The Supplement field and the + sign are disabled when the return is new or has been posted.

  5. Select a reason for processing the return from the Reason dropdown. Options are:

  • Audit

  • Increase

  • New License

  • New Return

  • Regular

  • Renewal

  1. Select the Correction reason.

    NOTE: The Type and Filing Frequency calendar period information are carried forward from the Maintain Trust Tax Account screen.

  1. Select the Assessment Type. Options are:

  • Reported Actual

  • Reported Estimate

  • Statutory

  • Non Reported

  • Audit

  1. Accept the existing Status or select a different one. A new return would show Not filed. A return that has been saved but not posted has a status of Filed. Either of these statuses can be edited without doing a correction. Select the Status. Options are:

  • Billed

  • Filed

  • Not Applicable

  • Not Filed

  • Off Season

  • Paid

  1. Accept the File Date or define a new one and enter a Billing date, if applicable to your jurisdiction..

    • File Date = Trust Tax Return Filing Date. The File date defaults to the current system date and is used to calculate the late filing penalty. It also is the date for calculating the displayed late payment interest and penalty. The Filing Date is used to control whether:

      • Penalty should be applied (pre and post Posting)

      • Interest should be applied (pre and post Posting)

      • The Collection Allowance should be applied

      • A Late Filing Penalty should be applied

  • Billing Date = Trust Tax Return Tran Billing Date. The Billing date defaults to the current system date. The Billing Date is used as the Override value when the Functional Calendar is set up to accept an Override value in the Date Formula.  In the case of Trust Tax setup, the Billing Date field is set to a specific value in the calendar and thus is not needed on the screen.

NOTE:  Once the trust tax return is processed:

  • A bill number is generated automatically and is displayed in the Bill number field.

  • Previous Payments are displayed.

  • Any Discrepancy is also displayed. The positive and negative amounts for the current filing based on the current payment and current month amount due are captured and displayed in this field as either a positive or negative number, depending on the discrepancy. The discrepancy amount is carried over onto the next period since the value is stored in the outstanding balance.

Enter Return Amounts

Steps for Entering Return Amounts
  1. Enter the return amounts in the Reported column. Click Override to enter the values. As you enter reported amounts, the Actual amounts are updated, some are based on reported amounts and others are based on calculations. The return fields may vary, depending on your jurisdiction.

    • Click Accept Reported from the Return panel header dropdown if you want to override the calculated amounts in the Actual column with the entered Reported amounts

      OR

      Click Override next to a specific item to enter a different amount in the Actual column.

Add Fees, Interest, and Penalty

Steps for Adding Fees/Interest/Penalty
  1. Click Add Fees on the Fees panel if you need to add fees and select the fee from the list. When you select a fee from the list, the amount displays automatically.

    NOTE
    : Fees are set up via Business Revenue > Setup > Business Fees and Rates > Search for Rules and Rates.

  • Click Accept Reported if you want to override the calculated actual amounts with the entered reported amounts

    OR

    Click Override next to a specific item to enter a different amount in the actual column.

  1. Enter any reported Interest and Penalty amounts and click Override to change the existing amounts, if necessary.

    NOTE: Interest and Penalty is maintained via Business Revenue > Business Maintenance > Search for a Business > Maintain a Business > click License in Locations panel > View License Summary > click New or select existing license > Maintain Business License when you click the Override button associated with each of the fields (Interest and Penalty) and enter the amounts.

  • Click Accept Reported if you want to override the calculated actual amounts with the entered reported amounts

    OR

    Click Override next to a specific item to enter a different amount in the actual column.

Review/Edit Summary

Steps for Reviewing/Editing Summary
  1. Review the summary of information and to change information:

  • Click Accept Reported if you want to override the calculated actual amounts with the entered reported amounts

    OR

    Click Override next to a specific item to enter a different amount in the actual column.

Enter Notes

Steps for Entering Notes

Depending on your navigation path, the Notes button may be enabled.

  • Click Notes to open the Maintain Notes screen and optionally enter any notes about the return.

Collect Payments

Steps for Collecting Payments

If there is an amount owed to the account (a negative value), you can collect the payment.

  1. Click Pay to submit the data to the Cashiering module for processing. The Cashiering Collect Payments screen is displayed automatically. Process the payment and click Return on the Collect Payments screen to return to this screen.

Post Trust Tax Return

Steps for Posting the Trust Tax Return
  1. When the amounts are correct, click Post to create the charges and the bill.

    NOTE:  Once the trust tax return is processed, a bill number is generated automatically and displayed in the Bill number field.

NOTE: San Francisco, California:

    • Trust Tax Return Quarterly True-Up Payments. A Business Revenue effective dated, systype application setting Trust tax VT for recap payment validation is used to select the value type for recap payment validation for quarterly true-up payments for trust tax return processing.

Set up the trust tax type via Business Revenue > Setup > Trust Tax Types and select the Last Period Recap checkbox to define the trust tax type os one that requires quarterly true-up payments..

When the application setting is set to true, and the trust tax type is set up to require Last Period Recap for quarterly true-up payments:

  • Clicking Post on the Process Trust Tax Returns screen initiates a validation to determine if the period being filed is the last period of the year for that trust tax account. If so, posting occurs; otherwise, a message displays indicating why posting cannot occur and the action to take.

  • The Maintain Trust Tax Accounts screen includes a view only Last Period is Total Year Recap checkbox that is selected.

Once the trust tax return is processed, a Levy Management API calls the values and processes them to include the quarterly true-up billing in levy calculations. Accounts Receivable then supports collection of the quarterly true-up payments.

Correct a Return

IMPORTANT: If you need to modify charges after posting, you must perform a correction and use a supplement, as described here.

  • Access the return through the business location, Maintain a Business > Edit (business location) > Trust Tax Accounts (Common Action) > Maintain Trust Tax Accounts > select Return from Return Filings panel.

  • Review the Status. A correction is made when the return has been posted and the status is Billed or Paid.

Steps for Correcting a Return
  1. Click Correct. The applicable fields for correcting a return become available.

    • Click the + (plus) button, located next to the Supplement dropdown list to add a supplement. The next number is displayed for the new supplement.

    • Select the CorrectionReason for adding the supplement, such as audit, increase, or regular.

    • Select an Assessment type, which appears in reporting or is used to select returns for a report. The assessment type identifies the source of the correction, such as audit, non-reported, reported actual, reported estimate, or statutory.

    • Make any other changes as needed to the values.

Save Work List

When posting the first return in the group successfully, the Save Work List button becomes enabled.

Steps for Saving the Work List
  1. Click Save Work List. The Save Work List - Web Dialog popup is displayed.

    • Click New to create a new work list and enter the new Work List name

      OR

      Select an existing Work List from the dropdown list.

    • Click Save. A work list for all items in the group that are processed and posted is then created. The work list is displayed and maintained on the Maintain Work List screen.

    • Click Close to close the popup and return to the screen.

Print Assessment and Receipt

  1. Depending on the current stage of the trust tax return, the Print Assessment and Print Receipt buttons are available.

    • Select Print Assessment to print a one-off assessment notice for the trust tax return.

    • Select Print Receipt, after the trust tax return is paid, to print a payment receipt.

Finish

Steps for Finishing the Trust Tax Return Processing
  1. Click Finish to return to the Maintain Trust Tax Account screen if you navigated to it from that screen.
Common Actions

Business Detail - Advances to the Info Center Business Detail Information screen for the selected account.

Manage Tax Bill Flags - Add, edit, or remove a flag on a trust tax bill on Manage Business License Tax Bill Flags.

View Correction History - View the details of all corrections to the trust tax return on View Trust Tax Return Correction History.

Transaction History - Navigates to the Info Center Transaction History - Business screen.

Trust Tax Receipt - (Sarasota, FL only) Prints a trust tax receipt for the currently selected record.

Tips

Click Notes to add a note about the trust tax return. When you add a note, the notes icon displays next to the Notes button.

The trust tax type has a functional calendar associated with it which defines the periods.

The late payment interest and penalty is not stored as a receivable until payment is made.

Any period can have multiple supplements.

When you click the Override button next to the penalty field, the action of the application setting Trust Tax Lock Late Payment Penalty is nullified. When true, the application setting indicates that the late payment penalty should be locked automatically when the late filing penalty is applied (or unlocked automatically if the late filing penalty is removed).

Corrections reasons are set up as the systypes Supplement Reasons.

Related Topics

Trust Tax

Create New Trust Tax Roll

Print Trust Tax Returns

View Trust Tax Account Summary

Maintain Work List